Ever feel like exception management steals time you could use for higher-value work? Maybe you’re constantly stitching together spreadsheets, email threads, and screenshots just to figure out what went wrong, and why. It’s messy, slow, and hard to track.
Now imagine a world where spotting an issue, understanding its root cause, and closing it out is simple, fast, and clearly documented. No clutter. No confusion. Just clarity. That’s exactly what RSMS by Capital Market Solutions delivers. It’s a cloud-based solution built to help compliance teams move faster, see further, and resolve with confidence, every time.
Validates Regulatory Reports and Trading Data
When you think about confidence in compliance, it starts with clean inputs and verifiable outputs. RSMS validates regulatory reports and trading data for exceptions by cross-checking source fields, expected formats, and rule logic before issues become downstream headaches. It catches mismatches like missing CAIS attributes, timeline discrepancies for CAT events, and out-of-range values that often signal breaks in upstream systems or handoffs. Because RSMS ties validations to your firm’s control framework, you’re not buried in false positives, you see the right exceptions with the context that matters. This allows teams to correct data at the point of failure, annotate what changed and why, and re-verify with a clear audit trail. Over time, the system’s historical view turns into a learning loop, revealing patterns in recurring errors so you can tighten controls where they actually count. The result is fewer filing surprises, smoother submissions, and far greater trust in your data.
One Integrated Repository for Tracking Exceptions
Exception management should never feel like a scavenger hunt. With RSMS, all regulatory exceptions live in one integrated repository for tracking regulatory exceptions., creating a single source of truth from first detection to final resolution. Every record maintains consistent metadata, owner, status, timestamps, linked datasets, and resolution notes, so anyone stepping in immediately understands current state and next steps. That centralization simplifies supervision and audit readiness because evidence and decisions are captured at the source, not recreated weeks later. It also improves cross-team collaboration: surveillance, operations, technology, and compliance can align on the same facts, work in parallel without duplicate efforts, and report progress with confidence. In short, you get clarity, continuity, and control, without chasing files across inboxes, spreadsheets, and siloed tools.
Individual Exception Review With Supporting Data
The fastest path to resolution is context at your fingertips. RSMS enables individual exception review with supporting data for analysis, so each compliance team member can see the lineage, fields, and evidence needed to determine root cause and take action. Instead of toggling between systems, the relevant trade details, reporting attributes, validation results, and commentary are woven into a single, navigable view. The outcome is a tighter, more consistent review process that scales with volume while maintaining quality, so your team spends less time assembling the puzzle and more time solving it.
Seamless Fit with Your Firm’s Reporting Reality
Every firm’s reporting landscape is different: multiple systems, evolving rules, and the pressure to keep pace with regulatory changes. RSMS is built to meet that reality by aligning with existing data pipelines and reporting processes while strengthening their reliability. It helps ensure that exceptions across regulatory reports and trading activity are discovered and resolved within a consistent framework. The result is smoother operations, fewer surprises, and a regtech that scales with your firm and regulatory complexity.
Why Compliance Teams Love RSMS
People adopt tools that make their day easier, and RSMS is designed with that in mind. The interface is approachable, the workflows are intuitive, and the outcomes are visible. Compliance leads get transparency and control. Analysts get clarity and context. Executives get confidence in the health of the program. And when auditors or regulators ask for proof, you have a coherent, complete trail ready to share. It’s exception management that actually feels manageable.
Manage Exceptions Effortlessly with RSMS
If you’ve been hunting for a smarter, simpler way to handle exceptions, one that speeds up investigations, strengthens oversight, and makes reporting actually reliable, RSMS is built for you. It quickly flags potential issues, generates trustworthy exception reports, and gives you an interactive dashboard showing historical performance and your overall health at a glance.
Everything’s centralized, so tracking, analyzing, and resolving exceptions is effortless. From validating regulatory reports and trading data to reviewing individual exceptions with all the supporting info you need, RSMS has you covered.
The quickest way to really get it? Experience it yourself. Check out RSMS and book a demo today, see just how smooth exception management can be when your regtech actually work the way your team does.