Capital Market Solutions

About Us

Leading the Way in Regulatory Compliance for Financial Firms

Who We Are

Capital Market Solutions (CMS) is the leader in regulatory, compliance, and reporting solutions for investment banks, broker-dealers, hedge funds, and more. With years of experience, our RSMS compliance solutions with dedicated modules like CAT and CAIS are designed to meet the unique needs of financial firms, simplifying reporting, monitoring, and data management like never before. Our solutions are tailored to enhance operational efficiency, mitigate risks, and provide valuable insights for informed decision-making.

Our dedicated team stays abreast of the ever-changing regulations, ensuring our solutions are constantly updated to meet the latest standards and guidelines. Whether it’s adhering to CAT, CAIS, or other regulatory mandates, our robust software suite is designed to simplify compliance processes At CMS, our unwavering commitment to excellence and customer satisfaction has earned us a reputation as a trusted financial regulatory services industry partner.

Mission

Our mission is to empower financial institutions with innovative regulatory compliance and reporting solutions, simplifying processes and mitigating risks.

Vision

Our vision is to set new industry standards by delivering future-ready solutions that empower clients to thrive in an ever-evolving regulatory environment, fostering growth and unwavering compliance.

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OUR TEAM

Meet Our Founders

Our team is a collective force of top talents, experts, and
visionaries from diverse fields.

JOSEPH CHAFATINOS, PARTNER

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Joseph Chafatinos has 30+ years of broad-based experience providing financial services, systems and information to the investment community. He has held executive-level positions with information providers, electronic trading firms, system integrators and broker-dealers with responsibility for Sales and Marketing, Product Management, Account and Client Services Management.

At Fidessa, Joseph held the position of E.V.P. New Business Development with full responsibility for the sales and marketing of U.S.-related electronic equity trading systems. He developed product and sales/marketing strategies for the sale of electronic equity trade and order/management systems to the US market..

At SunGard BRASS, Joseph held management positions in Sales, Client Services and Implementation. In addition, he also worked at Instinet in a product management capacity and Quotron Systems in the International division managing the Far East Region. Joseph also worked at the Broker-Dealer Dean Witter Reynolds.

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SATISH S. MUJUMDAR, PARTNER

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Satish Mujumdar has 25+ years of experience in Information Technology, including 20 years servicing the financial industry. He is a seasoned and respected executive offering sharp business acumen that complements in-depth technical knowledge and a detailed understanding of global financial markets. Satish has an exceptional track record of realizing significant operating margin improvements through technology modernization, customer relationship cultivation and major efficiency enhancements.

At SunGard, Satish held various executive-level positions during his 20-year tenure. He was Chief Operating Officer (COO) for the BRASS business unit from 2007 to 2010. He conceptualized and introduced strategies and tactics to improve operating margins, efficiency and productivity. He was chosen to strengthen customer relations to address continuous customer attrition issues through product and service improvements. Satish was named Chief Technology Officer (CTO) for the Global Trading segment for the Americas from 2010 to 2011. He drove the design and development of a next-generation Trading Platform while maintaining key relationships with the top 10 customers of the segment.

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Future-Ready Compliance
Starts with CMS

Improving regulatory efficiency and reducing compliance challenges is our passion. Let’s talk solutions.