Capital Market Solutions

Privacy Policy

Introduction

Welcome to Capital Market Solutions (CMS). We are the leader in regulatory, compliance, and reporting solutions for investment banks, broker-dealers, hedge funds, and other financial institutions. This Privacy Policy explains how we collect, use, disclose, and safeguard your information when you visit our website or use our services. Please read this policy carefully to understand our views and practices regarding your data and how we will treat it.

Information We Collect

We may collect and process the following types of information:

Personal Identification Information

  • Name
  • Email Address
  • Phone Number
  • Job Title
  • Company Name

Technical Information

  • IP Address
  • Browser Type and Version
  • Time Zone Setting
  • Browser Plug-In Types and Versions
  • Operating System and Platform

Usage Data

  • Information about your visit, including the full Uniform Resource Locators (URLs) clickstream to, through, and from our site (including date and time).
  • Products and Services you viewed or searched for
  • Page response times
  • Download errors
  • Length of visits to certain pages
  • Page interaction information (such as scrolling, clicks, and mouse-overs)

How We Use Your Information

We use the information we collect in the following ways:

To Provide and Improve Our Services

  • To present our website and its contents to you.
  • To provide you with information, products, or services that you request from us.
  • To carry out our obligations and enforce our rights arising from any contracts entered into between you and us.
  • To notify you about changes to our website or any products or services we offer or provide through it.

For Customer Support

  • To support you and to respond to your inquiries and feedback.

For Marketing and Communications

  • To communicate with you about our products, services, and events that may be of interest to you.
  • To manage our relationship with you, including notifying you about changes to our terms or privacy policy.

For Compliance and Security

  • To ensure our compliance with regulatory obligations.
  • To protect our rights, privacy, safety, or property, and/or that of our affiliates, you, or others.
  • To detect, prevent, or otherwise address fraud, security, or technical issues.

Cookies

If you leave a comment on our site you may opt-in to saving your name, email address and website in cookies. These are for your convenience so that you do not have to fill in your details again when you leave another comment. These cookies will last for one year.

If you edit or publish an article, an additional cookie will be saved in your browser. This cookie includes no personal data and simply indicates the post ID of the article you just edited. It expires after 1 day.

Embedded content from other websites

Articles on this site may include embedded content (e.g. videos, images, articles, etc.). Embedded content from other websites behaves in the exact same way as if the visitor has visited the other website.

These websites may collect data about you, use cookies, embed additional third-party tracking, and monitor your interaction with that embedded content, including tracking your interaction with the embedded content if you have an account and are logged in to that website.

Sharing Your Information

We may share your data with:

Service Providers

  • Third-party vendors and service providers that perform services on our behalf, such as hosting, data storage, and security.

Legal and Regulatory Authorities

  • When required by law or necessary to comply with legal processes.
  • To respond to lawful requests by public authorities, including to meet national security or law enforcement requirements.

Business Transfers

  • In connection with, or during negotiations of, any merger, sale of company assets, financing, or acquisition of all or a portion of our business by another company.

Data Security

We implement appropriate technical and organizational measures to protect your personal data from accidental or unlawful destruction, loss, alteration, unauthorized disclosure, or access.

Data Retention

We will retain your personal data only as long as necessary to fulfil the purposes for which it was collected, including any legal, accounting, or reporting requirements. You can also request that we erase any personal data we hold about you. This does not include any data we are obliged to keep for administrative, legal, or security purposes.

Depending on your location, you may have the following rights regarding your data:

  • Access: The right to request copies of your data.
  • Rectification: The right to request that we correct any information you believe is inaccurate or complete information you believe is incomplete.
  • Erasure: The right to request that we erase your data, under certain conditions.
  • Restriction of Processing: The right to request that we restrict the processing of your data, under certain conditions.
  • Objection to Processing: The right to object to our processing of your data, under certain conditions.
  • Data Portability: The right to request that we transfer the data that we have collected to another organization, or directly to you, under certain conditions.

Changes to This Privacy Policy

We may update our Privacy Policy from time to time. We will notify you of any changes by posting the new Privacy Policy on this page. You are advised to review this Privacy Policy periodically for any changes.

Contact Us

Thank you for choosing Capital Market Solutions. Your privacy and trust are important to us.