Case studies in business
success and innovation
& successes of businesses across various industries.
RSMS Detected a 'Front Running' Activity from the Firm's Trading System
Capital Market Solutions' Regulatory Surveillance and Monitoring System (RSMS) plays a critical role in ensuring financial institutions remain compliant with industry regulations.
RSMS Detected Trading Activity Breaching Firm’s Risk Limits
Breaching a Firm's Risk Limit refers to a trading activity exceeding the pre-defined thresholds or boundaries set by a broker-dealer firm to control its risk exposure...
RSMS Detected Firm’s Prohibited Trading Activity
RSMS (Regulatory Surveillance and Monitoring System) is a comprehensive solution provided by Capital Market Solutions (CMS) designed to assist financial institutions...
RSMS Detects Market Manipulation Behavior
RSMS (Regulatory Surveillance and Monitoring Solution) is a comprehensive compliance and surveillance platform developed by Capital Market Solutions (CMS)...
RSMS Detected 'Incorrect Reporting' of Transactions Received from the Firm’s Trading System
Capital Market Solutions (CMS) offers a comprehensive regulatory, compliance and reporting...
RSMS Detected ‘Under-Reporting’ of CAT Transactions
Capital Market Solutions (CMS) is a leading provider of regulatory, compliance, and reporting software solutions for financial institutions...
RSMS Detected ‘Improper Reporting’ of CAT Transactions
Capital Market Solutions, a leading provider of regulatory, compliance, and reporting solutions for the financial industry, has developed a...
RSMS Detected “Improper Reporting” of CAT Transactions
Capital Market Solutions (CMS) offers a comprehensive Regulatory, compliance and reporting software solution called RSMS (Regulatory Surveillance and Monitoring System)...
RSMS Detected ‘Improper Reporting” of CAT Transactions
Capital Market Solutions, a leading provider of regulatory, compliance, and reporting solutions for the financial industry, has developed the Regulatory and Surveillance Monitoring System (RSMS)...
FINRA Audit Examination
Capital Market Solutions (CMS) offers a comprehensive Regulatory, Surveillance, and Monitoring Solution (RSMS) to help financial...
RSMS Detected a 'Front Running' Activity from the Firm's Trading System
Capital Market Solutions' Regulatory Surveillance and Monitoring System (RSMS) plays a critical role in ensuring financial institutions remain compliant with industry regulations.
RSMS Detected Trading Activity Breaching Firm’s Risk Limits
Breaching a Firm's Risk Limit refers to a trading activity exceeding the pre-defined thresholds or boundaries set by a broker-dealer firm to control its risk exposure...
RSMS Detected Firm’s Prohibited Trading Activity
RSMS (Regulatory Surveillance and Monitoring System) is a comprehensive solution provided by Capital Market Solutions (CMS) designed to assist financial institutions...
RSMS Detects Market Manipulation Behavior
RSMS (Regulatory Surveillance and Monitoring Solution) is a comprehensive compliance and surveillance platform developed by Capital Market Solutions (CMS)...
RSMS Detected 'Incorrect Reporting' of Transactions Received from the Firm’s Trading System
Capital Market Solutions (CMS) offers a comprehensive regulatory, compliance and reporting software solution called RSMS (Regulatory Surveillance & Monitoring System) specifically designed to help financial firms comply with the Consolidated Audit Trail (CAT) reporting requirements.
RSMS Detected ‘Under-Reporting’ of CAT Transactions
Capital Market Solutions (CMS) is a leading provider of regulatory, compliance, and reporting software solutions for financial institutions...
RSMS Detected ‘Improper Reporting’ of CAT Transactions
Capital Market Solutions, a leading provider of regulatory, compliance, and reporting solutions for the financial industry, has developed a...
RSMS Detected “Improper Reporting” of CAT Transactions
Capital Market Solutions (CMS) offers a comprehensive Regulatory, compliance and reporting software solution called RSMS...
RSMS Detected ‘Improper Reporting” of CAT Transactions
Capital Market Solutions, a leading provider of regulatory, compliance, and reporting solutions for the financial industry, has developed...
FINRA Audit Examination
Capital Market Solutions (CMS) offers a comprehensive Regulatory, Surveillance, and Monitoring Solution (RSMS) to help financial...
RSMS Detected 'Incorrect Reporting' of Transactions Received from the Firm’s Trading System
Capital Market Solutions (CMS) offers a comprehensive regulatory, compliance and reporting software solution called RSMS (Regulatory Surveillance & Monitoring System) specifically designed to help financial firms comply with the Consolidated Audit Trail (CAT) reporting requirements.
RSMS Detected ‘Under-Reporting’ of CAT Transactions
Capital Market Solutions (CMS) is a leading provider of regulatory, compliance, and reporting software solutions for financial institutions...
RSMS Detected ‘Improper Reporting’ of CAT Transactions
Capital Market Solutions, a leading provider of regulatory, compliance, and reporting solutions for the financial industry, has developed a...
RSMS Detected “Improper Reporting” of CAT Transactions
Capital Market Solutions (CMS) offers a comprehensive Regulatory, compliance and reporting software solution called RSMS...
RSMS Detected ‘Improper Reporting” of CAT Transactions
Capital Market Solutions, a leading provider of regulatory, compliance, and reporting solutions for the financial industry, has developed...
FINRA Audit Examination
Capital Market Solutions (CMS) offers a comprehensive Regulatory, Surveillance, and Monitoring Solution (RSMS) to help financial...