Consolidated Audit Trail ‐ CAT Solution

Capital Market Solutions provides a complete and flexible solution for CAT.

The CAT Solution is a securely hosted web-based portal that’s comprised of: CAT Generation, Pre submission Validation and Correction, Aggregation across multiple systems, FINRA Repairs and much more.

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Capital Market Solutions LLC

Capital Market Solutions provides consultancy and advisory services to financial services companies with an emphasis on Capital Markets. We provide solutions for Investment Banks, Exchanges, Broker-Dealers, Hedge Funds, Asset Managers, Trading and Clearing Firms.

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Our Services

Our Assessment Methodology is such that we will do an extensive review of your Business Strategy, we will perform an in-depth analysis of your Technology Platforms, your Infrastructure, Operations and Quality Control, and review Procurement Processes and Data Spend with a view toward reducing your technology spend while improving operational efficiency.

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Capital Markets Advisory Board

The Capital Market Advisory Board helps Capital Market trading community professionals make better informed decisions, faster. We do it by connecting them with experienced, expert industry practitioners bringing relevant insight and expertise to their decisions — on-demand, one-on-one, across all ..

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Business Expert "Knowledge Base Alliance"

The Knowledge Base Alliance is a strategic alliance composed of executive level technologists from the leading organizations that provide technology to the Capital Markets. The Knowledge Base Alliance provides a unique and robust base of expert knowledge cultivated from many years of experience of the collaborators, including..

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Case Study

Consolidated Audit Trail (CAT) readiness program for a Multinational Bank

High Level Objectives:
  • Develop/enhance CAT Readiness Conformance Plan & Program Governance
  • Firm Designated ID (FDID) Recommendation and Implementation Plan
  • CAT Phase 2a & 2b requirements by system/platform (trading workflows, technical requirements, etc.) and End-to-End Coordination
  • CAT Phase 2a & 2b requirements by system/platform (trading workflows, technical requirements, etc.) and End-to-End Coordination
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Connect Us

Capital Market Solutions LLC

40 Worth Street
Suite 820
New York, NY 10013
Email: sales@capmarketsolutions.com