Consolidated Audit Trail ‐ CAT Solution

Capital Market Solutions provides a complete and flexible solution for CAT.

The CAT Solution is a securely hosted web-based portal that’s comprised of: CAT Generation, Pre submission Validation and Correction, Aggregation across multiple systems, FINRA Repairs and much more.

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Capital Market Solutions LLC

Capital Market Solutions provides consultancy and advisory services to financial services companies with an emphasis on Capital Markets. We provide solutions for Investment Banks, Exchanges, Broker-Dealers, Hedge Funds, Asset Managers, Trading and Clearing Firms.

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Strategic Partnerships

Itiviti announces partnership with CMS for the Consolidated Audit Trail (CAT) Reporting

Abel Noser Solutions partners with CMS to provide a seamless TCA/CAT Solution for Sell-side Firms

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Consulting Services

Our Assessment Methodology is such that we will do an extensive review of your Business Strategy, we will perform an in-depth analysis of your Technology Platforms, your Infrastructure, Operations and Quality Control, and review Procurement Processes and Data Spend with a view toward reducing your technology spend while improving operational efficiency.

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Case Study

Consolidated Audit Trail (CAT) readiness program for a Multinational Bank

High Level Objectives:
  • Develop/enhance CAT Readiness Conformance Plan & Program Governance
  • Firm Designated ID (FDID) Recommendation and Implementation Plan
  • CAT Phase 2a & 2b requirements by system/platform (trading workflows, technical requirements, etc.) and End-to-End Coordination
  • CAT Phase 2a & 2b requirements by system/platform (trading workflows, technical requirements, etc.) and End-to-End Coordination
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Contact Us

Capital Market Solutions LLC
Email: sales@capmarketsolutions.com